US Regulator Hits Bank With $7,125,000 Fine After Failing To Stop Potential Insider Trading and Manipulative Activity – The Daily Hodl
A Wall Street institution has been ordered to pay more than seven million dollars after US regulators found longstanding supervisory failures that may have allowed potentially illegal trading activity to go undetected for years. The Financial Industry Regulatory Authority says Credit Suisse Securities (USA) LLC has agreed to a $7,125,000 fine after investigators determined the...
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